| IPOs and Secondary Placement |
| Company |
Transaction |
Our Role |
Date |
|   |
Will Raise International Ltd
IPO |
Financial Adviser: IPO on the Main Board of HK Stock Exchange |
November 2007 |
 |
Gay Giano
IPO |
Placing Agent: IPO on Mainboard of HK Stock Exchange |
August 2007 |
 |
Gay Giano International Group Limited
IPO |
Financial Adviser in IPO |
August 2007 |
 |
China Investment Fund Company Limited
Secondary placement: Open offer (HKEx: 612) |
Financial Adviser |
July 2007 |
 |
Kenfair International (Holdings) Limited
Secondary placement: Open offer (HKEx: 223) |
Financial Adviser and Underwriter |
July 2007 |
 |
Prosperity Investment Holdings Limited
Secondary placement: Open offer (HKEx: 310) |
Financial Adviser |
June 2007 |
 |
Cosmopolitan International Holdings Limited
Secondary placement: Open offer (HKEx: 120)
|
Financial Adviser |
October 2006 |
|
|
|